Octo Capital, LLC is a Registered Investment Adviser in the state of Michigan. We may only transact business in those states in which we are registered or qualify for an exemption or exclusion from registration requirements. Being registered as a registered investment adviser does not imply a certain level of skill or training. We are not an accounting firm nor a legal firm, and any information pertaining to accounting or legal issues should not be interpreted as accounting, tax advice, or legal advice. We are not endorsed or affiliated with the Social Security Administration or any Government Agency. This website is not a solicitation or offer to sell investment advisory services. All written content is for informational purposes only and may not constitute a complete description of available investment services or performance. Nothing on this website should imply that past results are an indication of future performance. The value and income of any of the securities or financial instruments mentioned on this Site can fall as well as rise, and an investor may get back less than he or she invested. Past performance is not necessarily a guide to future performance.
While we have attempted to ensure that the information on this website is accurate, we are not responsible for any errors or omissions, or for the results obtained from the use of information on this website. All information and content of this website is furnished “as is” without any implied or expressed warranty of any kind, including, without limitation, the implied warrants of merchantability, fitness for a particular purpose, and non-infringement. We will not be liable, under any circumstances, for any special or consequential damages that may result from the use of, or inability to use, the materials on this website.
To comply with IRS Regulations, we are informing you of the following: Any discussion or advice regarding tax issues contained on this website is not intended or written to be used, and cannot be used, to avoid taxpayer penalties. Anyone reading this presentation or contemplating a transaction discussed in this material should seek advice based on your particular circumstances from an independent tax advisor. Information is not intended to provide specific legal or tax advice. You are encouraged to consult your tax or legal professional for guidance on your individual situation.
The information provided on this website is for informational purposes only and does not constitute financial, investment, or legal advice. Investment advice can only be given after delivery of our form ADV Part 2 and the execution of an Investment Advisory Agreement between the client and us. A copy of our ADV Part 2 can be obtained by requesting it in writing or by filling out the request form on the website. We do not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to our website or incorporated herein, and we take no responsibility for such information.
Octo Capital, LLC is not an affiliate or subsidiary of Charles Schwab & Co., Inc. or Dimensional Fund Advisors. The reference does not represent an endorsement.
Any media logos and/or trademarks used on this website are the property of their respective owners. Their use in no way indicates any relationship between Octo Capital, LLC and the holders of said trademarks and does not represent an endorsement or affiliation.
Awards listings, rankings, and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain quality or type of results if Octo Capital, LLC is engaged, or continues to be engaged, to provide financial planning or investment advisory services, nor should it be construed as an endorsement of Octo Capital, LLC by any current or past clients.
Accredited Investment Fiduciary® (AIF®)
The AIF Designation certifies that the recipient has specialized knowledge of fiduciary standards of care and their application to the investment management process. To receive the AIF Designation, the individual must meet prerequisite criteria based on a combination of education, relevant industry experience, and/or ongoing professional development, complete a training program, successfully pass a comprehensive, closed‐book final examination under the supervision of a proctor and agree to abide by the Code of Ethics and Conduct Standards. In order to maintain the AIF Designation, the individual must annually attest to the Code of Ethics and Conduct Standards, and accrue and report a minimum of six hours of continuing education. The Designation is administered by the Center for Fiduciary Studies, the standards‐setting body of fi360.
Charles Schwab & Co., Inc.
Octo Capital, LLC has selected Charles Schwab & Co., Inc. as primary custodian for our clients’ accounts. Schwab Advisor Services serves independent investment advisory firms like ours and includes the custody, trading and support services of Charles Schwab & Co., Inc. These materials have been independently produced by Octo Capital, LLC. Octo Capital, LLC is independent of, and has no affiliation with, Charles Schwab & Co., Inc. or any of its affiliates (“Schwab”). Schwab is a registered broker-dealer and member SIPC. Schwab has not created, supplied, licensed, endorsed, or otherwise sanctioned these materials nor has Schwab independently verified any of the information in them. Octo Capital, LLC provides you with investment advice, while Schwab maintains custody of your assets in a brokerage account and will effect transactions for your account on our instruction.
The following Form ADV is a regulatory filing for Octo Capital, LLC, and must be disclosed to all clients and potential clients.
The document describes the business practices of Octo Capital and the advisory services offered.